Articles Tagged with PFS Investments Inc.

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Audrey Nachor (Nachor), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Nachor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $155,000.00 on January 23, 2026.

On 01/23/2026, the firm received [redacted]’s written complaint alleging that they had invested in a non-pfsi investment through the representative, and she has not returned their investment funds.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Houston (Houston), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Houston recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $9,031.21 on March 04, 2026.

Client alleged I failed to disclose CDSC fees when she fully redeemed her mutual fund accounts after being invested only three months with no front-end sales charges.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Willis (Willis), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Willis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,000.00 on March 18, 2026.

Customer alleges a request to move funds into money market was not timely submitted, resulting in decreased account value due to market fluctuation.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Colley (Colley), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Colley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 05, 2020.

Customer alleged that i failed to follow his instructions regarding the transfer-in-kind of his investments.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mary Ella Autry (Autry), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Autry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 09, 2020.

Customer alleged that i failed to follow his instructions regarding a reallocation in his account.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Meghan Elliott (Elliott), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Elliott recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 17, 2020.

Attorney for estate alleged, inter alia, breach of fiduciary duty and conversion of funds from accounts of now deceased client – 2011 to 2015

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Genito (Genito), previously associated with PFS Investments INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Genito recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $90,000.00 on January 12, 2021.

Customer alleges genito failed to repay a promissory note issued to customer for the beneift of genito’s outside business.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremiah Roman (Roman), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Roman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on September 23, 2025.

Claimants, through counsel, allege that while jeremiah roman was associated with pfsi they gave money to roman to invest in an outside (non-pfsi) business not disclosed to pfsi.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juan Hernandez (Hernandez), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Hernandez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $40,000.00 on December 09, 2025.

Customer alleges that I failed to follow his instructions and submit a trade for the transfer of funds from a money market fund to an equity fund position.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Farrar (Farrar), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Farrar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $30,434.47 on August 17, 2022.

Customer alleges that I recommended Inappropriate funds for his investment objectives, causing him to suffer losses.

Continue Reading
Contact Information
295 Madison Ave #705
New York, NY 10017
Toll Free: 800-810-4262
3706 N Greenview Ave
#100
Chicago, IL 60613
28 Valley Rd
#1
Montclair, NJ 07042
ATTORNEY ADVERTISING

Please do not include any confidential or sensitive information in a contact form, text message, or voicemail. The contact form sends information by non-encrypted email, which is not secure. Submitting a contact form, sending a text message, making a phone call, or leaving a voicemail does not create an attorney-client relationship.

Copyright © 2026, Gana Weinstein LLP
JUSTIA Law Firm Blog Design