Articles Tagged with PFS Investments Inc.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Angel Barnes (Barnes), previously associated with PFS Investments INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Barnes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00  on April 07, 2020.

Customer alleges that his purchase of mutual funds in 2017 was not suitable

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Meghan Elliott (Elliott), previously associated with PFS Investments INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Elliott recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 17, 2020.

Attorney for estate alleged, inter alia, breach of fiduciary duty and conversion of funds from accounts of now deceased client – 2011 to 2015

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Angel Barnes (Barnes), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Barnes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00  on April 07, 2020.

Customer alleges that his purchase of mutual funds in 2017 was not suitable

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Audrey Nachor (Nachor), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Nachor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $155,000.00 on January 23, 2026.

On 01/23/2026, the firm received [redacted]’s written complaint alleging that they had invested in a non-pfsi investment through the representative, and she has not returned their investment funds.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Houston (Houston), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Houston recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $9,031.21 on March 04, 2026.

Client alleged I failed to disclose CDSC fees when she fully redeemed her mutual fund accounts after being invested only three months with no front-end sales charges.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Willis (Willis), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Willis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,000.00 on March 18, 2026.

Customer alleges a request to move funds into money market was not timely submitted, resulting in decreased account value due to market fluctuation.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Colley (Colley), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Colley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 05, 2020.

Customer alleged that i failed to follow his instructions regarding the transfer-in-kind of his investments.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mary Ella Autry (Autry), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Autry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 09, 2020.

Customer alleged that i failed to follow his instructions regarding a reallocation in his account.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Meghan Elliott (Elliott), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Elliott recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 17, 2020.

Attorney for estate alleged, inter alia, breach of fiduciary duty and conversion of funds from accounts of now deceased client – 2011 to 2015

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Genito (Genito), previously associated with PFS Investments INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Genito recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $90,000.00 on January 12, 2021.

Customer alleges genito failed to repay a promissory note issued to customer for the beneift of genito’s outside business.

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