Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Colley (Colley), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Colley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 05, 2020.
Customer alleged that i failed to follow his instructions regarding the transfer-in-kind of his investments.