Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mary Ella Autry (Autry), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Autry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 09, 2020.
Customer alleged that i failed to follow his instructions regarding a reallocation in his account.