Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Genito (Genito), previously associated with PFS Investments INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Genito recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $90,000.00 on January 12, 2021.
Customer alleges genito failed to repay a promissory note issued to customer for the beneift of genito’s outside business.