Articles Tagged with Edward Jones

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Pyatt (Pyatt), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Pyatt recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,640.00 on April 22, 2021.

The client alleges that the financial advisor told her she had to sell her John Hancock annuity in August of 2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bradley Kurz (Kurz), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Kurz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $62,765.94 on May 17, 2021.

The client alleges the financial advisor allowed unauthorized distributions from a court ordered restricted account.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mary Twiddy (Twiddy), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Twiddy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 02, 2021.

Client alleges she deposited funds into her account with the intent that her Financial Advisor would invest them and later learned they were not invested as instructed.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Zachary Brannon (Brannon), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Brannon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 23, 2021.

The client alleges the financial advisor misrepresented the Franklin US Government Securities Fund (FKFSX) purchased on 9/1/2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Lybbert (Lybbert), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Lybbert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $103,000,000.00 on October 29, 2025.

The Claimants assert multiple causes of action, including breach of fiduciary duty, negligence, negligent misrepresentation, as well as violations of the Investment Advisers Act of 1940, Washington’s Securities Act and Blue-Sky laws, Washington’s Consumer Protection Act (RCW 19.86), unlawful sale of securities (RCW21.20.140), voidable real-property transactions (RCW 19.40). The Claimants further allege fraud, unjust enrichment, breach of contract and vicarious liability.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lawrence Widener (Widener), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Widener recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on December 01, 2025.

Client alleges their financial advisor executed trades in several accounts without authority.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jared Davis (Davis), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Davis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,448.00 on December 16, 2025.

Client alleges financial advisor failed to disclose commissions on mutual fund purchases.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Victor Rodriguez (Rodriguez), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Rodriguez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on December 23, 2025.

Authorized party for HOA alleges that Financial Advisor represented that invested in a 20 year treasury bond with a 4.61% interest rate was a highly liquid investment with good rate of return. However,\, following purchase of the bond, authorized party became aware that the interest rate is 2.61 percent and as of now has an unrealized loss of $25,000.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sharon Mack (Mack), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mack recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $16,969.00 on July 08, 2021.

Client alleged that unauthorized trades resulted in tax liabilities and expenses.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daryle Coppedge (Coppedge), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Coppedge recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $18,000.00 on August 10, 2021.

The client alleges his financial advisor advised him improperly in October 2020 which resulted in him owing $18,000 in taxes.

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