Articles Tagged with Edward Jones

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brandon Burr (Burr), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Burr recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $82,500.00 on January 14, 2026.

Client alleges Financial Advisor recommended a tax loss harvesting strategy that would require selling of shares of American Funds. However, Financial Advisor also sold 337 shares of Tesla stock that the client did not authorize.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Vappie (Vappie), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Vappie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,100,000.00 on January 07, 2026.

Customer alleges registered representative conducted an unapproved outside transaction. Activity dates 02/17/23 through 08/08/25.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyler Jinks (Jinks), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Jinks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 17, 2021.

The client alleges the financial advisor failed to advise the client that he would have an early withdrawal penalty from his EDJ IRA prior to rolling over his Fidelity 401k to EDJ.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Colton Hill (Hill), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $46,098.15 on March 04, 2021.

The Claimant alleges that the financial advisor did not disclose that there would be tax implications to the liquidation of an annuity.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Thomure (Thomure), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Thomure recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 05, 2021.

The client alleges the financial advisor’s failure to follow her instructions to rollover distributions from a qualified annuity resulted in an additional tax liability.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyrone Robinson (Robinson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Robinson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $47,411.00 on March 15, 2021.

Client alleged that failed to provide information related to tax withholdings and that the recommendation by FA to consolidate accounts led to large tax bill.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Connors (Connors), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Connors recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 31, 2021.

Client alleges financial advisor placed unauthorized mutual fund trades that settled on December 13, 2019.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin Ennis (Ennis), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Ennis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,664.89 on April 11, 2021.

Client alleges financial advisor made unauthorized trades that caused short term capital gains tax implications.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Faith Much (Much), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Much recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $12,351.00 on April 13, 2021.

The clients allege the financial advisor recommended they sell shares of EKJAX to avoid a take advantage of a loss; however, because the investment purchased with the proceeds was similar to the investment sold, the tax loss was disallowed which resulted in a significant tax liability to the client.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Pyatt (Pyatt), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Pyatt recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,640.00 on April 22, 2021.

The client alleges that the financial advisor told her she had to sell her John Hancock annuity in August of 2020.

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