Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Dyer (Dyer), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Dyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on December 29, 2020.
The clients allege money with taken out of an account that they did not want moved and want the money reinvested. The clients also request an accounting of the gains and losses.