Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Landon (Landon), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Landon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $55,079.23 on August 12, 2020.
Client alleges that the Financial Advisor incorrectly informed the client that they could take money out of an inherited IRA to purchase house and then replace said funds w/in 60 days w/o tax consequence causing significant tax bill.