Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Nance (Nance), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Nance recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on October 29, 2025.
Time Frame: January 5th, 2012 to February 24th, 2015\, \, What were the allegations against the individual: The firm settled a matter where the financial advisor failed to follow her instructions and placed her son as the annuitant on the contract instead of her. \,