Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juan Ramirez (Ramirez), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ramirez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $34,858.92 on February 04, 2026.
The client alleges that when she was making the decision to consolidate variable annuities held at other companies, the representative did not properly disclose surrender charges and other expenses.