Articles Tagged with Edward Jones

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dominick Profaci (Profaci), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Profaci recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 22, 2022.

The clients allege it was not in their best interest when the financial advisor had them sell a CD with penalties and move to a fixed income/equity portfolio.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jasen Agee (Agee), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Agee recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on March 25, 2022.

The client alleges the financial advisor’s advice to move from a Guided Solutions – Flex account to an Advisory Solutions account was negligent and resulted in a tremendous tax liability.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Surber (Surber), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Surber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $236,000.00 on March 18, 2024.

The Claimants allege the financial advisor did not adjust investments in the trust account to preserve the trust’s principal.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Wilson Ii (Wilson Ii), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Wilson Ii recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,000.00 on October 03, 2025.

Client gave former financial advisor $15,000.00, total in two separate payments for an investment opportunity outside of Edward Jones and was promised returns.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Lybbert (Lybbert), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Lybbert recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,137,533.29 on October 17, 2025.

Plaintiff alleges Fraud, Negligent Representation, Breach of Duty, Unlawful Trade Practices Act and Negligence.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Steele (Steele), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Steele recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on October 21, 2025.

The client alleges the financial advisor did not follow instructions on investing 5% of her portfolio in metals.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Mcilvoy (Mcilvoy), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mcilvoy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $14,332.82 on January 13, 2022.

The client alleges that the financial advisor sold shares of T and purchased shares of AZNAX on 11/23/2021 without his authorization.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Samvel Shakhramanov (Shakhramanov), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Shakhramanov recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 26, 2022.

Client alleges consent was not given for trades placed in her account when the funds came in and was unaware this would occur once the funds arrived in the account.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Kirkpatrick (Kirkpatrick), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Kirkpatrick recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 26, 2022.

The client alleges the financial advisor misrepresented there would be no tax consequences for liquidating U.S. Series EE savings bonds.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Micklow (Micklow), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Micklow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,000.00 on February 08, 2022.

The client alleges the financial advisor misrepresented tax implications on withdrawals taken from a variable annuity.

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