Edward Jones

Broker Dylan Allen in Edward Jones Firm Has Customer Complaint

May 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dylan Allen (Allen), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Allen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $14,350.00 on April 10, 2026.

The client alleges the financial advisor did not provide clear or meaningful explanation of the tax implications and did not verify cost basis information prior to the liquidation of mutual funds.

Broker Nathaniel Miller in Edward Jones Firm Has Customer Complaint

May 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nathaniel Miller (Miller), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $35,000.00 on April 17, 2020.

Claimant alleges that on or about March 19, 2020, he provided an instruction to sell only bond funds in two retirement accounts. He alleges that on March 24, the registered representative incorrectly sold all funds, including equities.

There are Recent Customer Complaints with Broker Samuel Vriezema in Firm Edward Jones

May 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Samuel Vriezema (Vriezema), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Vriezema recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,678.45 on April 17, 2020.

The client alleges that it was an unsuitable recommendation to use custodial Roth accounts as college savings vehicles for his children.

Broker Benjamin Blake in Edward Jones Firm Has Customer Complaint

May 10, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Blake (Blake), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Blake recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $3,356.59 on April 21, 2020.

The client alleges the financial advisor placed unauthorized trades.

There are Recent Customer Complaints with Broker Jed Conradi in Firm Edward Jones

May 10, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jed Conradi (Conradi), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Conradi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $70,000.00 on April 20, 2020.

The client alleges the financial advisor misrepresented that he could get out of investments and be made whole.

Broker Marcus Johnson in Edward Jones Firm Has Customer Complaint

May 10, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marcus Johnson (Johnson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on April 23, 2020.

The Claimant, a living trust, alleges that the trustor was not an authorized party on the trust account the trustor opened, and therefore, the trustor was not authorized to give the financial advisor instruction to withdraw $400,000.00 from the account in early 2020.

Broker Brian Baughman in Edward Jones Firm Has Customer Complaint

May 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Baughman (Baughman), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Baughman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 04, 2020.

The client alleges the FA violated a duty of care by recommending unsuitable investments based upon the client’s stated needs.

Broker Timothy Dolan in Edward Jones Firm Has Customer Complaint

May 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Dolan (Dolan), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Dolan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,000.00 on May 07, 2020.

The client alleges the financial misrepresented that assets would not be sold to convert her Advisory Solutions SEP IRA to an Advisory Solutions IRA account.

There are Recent Customer Complaints with Broker Matthew Denman in Firm Edward Jones

May 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Denman (Denman), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Denman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $52,000.00 on June 11, 2020.

Client alleges that investing $250,000.00 in a single fund (JP Morgan Income Builder Fund) was too aggressive for her risk tolerance and she lost $52,000.00 as a result.

There are Recent Customer Complaints with Broker Kaley Mora in Firm Edward Jones

May 1, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kaley Mora (Mora), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mora recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 17, 2020.

The client alleges the FA was mistaken when she advised that the transaction requested would be complete in one day where the transaction did not complete for 2 full business days causing market loss for the additional day.