Edward Jones

There are Recent Customer Complaints with Broker David Nadeau in Firm Edward Jones

March 31, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Nadeau (Nadeau), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Nadeau recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on September 09, 2020.

Plaintiff makes various allegations relating to the purchase of Apple stock on August 31, 2020.

Broker Robert Darnall in Edward Jones Firm Has Customer Complaint

March 31, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Darnall (Darnall), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Darnall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 04, 2020.

The client alleges that the joint income rider was misrepresented in 2015.

Broker Thomas Borich in Edward Jones Firm Has Customer Complaint

March 27, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Borich (Borich), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Borich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 07, 2020.

Client alleges financial advisor did not disclose the commissions. Client further alleges, poor recommendation and poor advice from financial advisor regarding his December 2019 equity purchases.

Broker Ellen Boortz in Edward Jones Firm Has Customer Complaint

March 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ellen Boortz (Boortz), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Boortz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $63,899.72 on October 20, 2020.

Plaintiff alleges Defendants unilaterally closed her investment account without authorization and withheld taxes causing an immediate tax consequence of $22,661.76. Plaintiff further alleges the transaction was made without explaining tax consequences or penalties. Plaintiff alleges when she requested that Defendants reinstate her account and refund the withheld taxes her request was refused.

There are Recent Customer Complaints with Broker Jami Mcfeeters in Firm Edward Jones

March 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jami Mcfeeters (Mcfeeters), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mcfeeters recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,850.00 on October 21, 2020.

The client alleges his former FA misrepresented by omission the consequences of moving his 401k over in relation to a loan he had against said 401k resulting in taxes and penalties being owed.

Broker Jon Scheier in Edward Jones Firm Has Customer Complaint

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jon Scheier (Scheier), previously associated with Edward Jones, has at least 3 disclosable events. These events include one customer complaint, 2 regulatory events, alleging that Scheier recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on October 30, 2020.

Respondent Scheier failed to respond to FINRA request for information.

Broker Brian Homra in Edward Jones Firm Has Customer Complaint

March 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Homra (Homra), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Homra recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on November 13, 2020.

Claimant alleges various claims arising from the registered representative’s purported failure to follow the claimant’s investment instructions in April 2020.

There are Recent Customer Complaints with Broker Tara Rotfeld in Firm Edward Jones

March 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tara Rotfeld (Rotfeld), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Rotfeld recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $21,572.00 on December 09, 2020.

Tara Leigh Rotfeld was a subject of the customer’s complaint against her member firm that asserted the following causes of action: negligence, negligent misrepresentation, and unsuitability. The causes of action related to Claimant’s allegation that the recommendation to transfer funds from their American Fund investments to other American Funds investments was negligent and unsuitable.

There are Recent Customer Complaints with Broker Jonathan Strandlie in Firm Edward Jones

March 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Strandlie (Strandlie), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Strandlie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,500.00 on December 17, 2020.

The client alleges the FA misrepresented the return they would receive on the variable annuity product they purchased resulting in a discrepancy between said representation and actual return.

There are Recent Customer Complaints with Broker Jason Hicklen in Firm Edward Jones

March 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Hicklen (Hicklen), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hicklen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $42,078.96 on February 03, 2021.

A participant in the plan alleges his contributions to his 401K (Transamerica Variable Annuity) were not properly allocated which resulted in loss of market appreciation.