Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Byavu Ngoga (Byavu Ngoga), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Byavu Ngoga recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on March 29, 2026.
The client alleges unauthorized liquidation of closed fund Fidelity Advisor Defense and Aerospace Fund that has triggered a capital gain.