Arkadios Capital

Broker Jonathan Keller in Arkadios Capital Firm Has Customer Complaint

June 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Keller (Keller), currently associated with Arkadios Capital, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Keller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on May 15, 2026.

Alleges unsuitable product

Broker Timothy Zimcosky in Arkadios Capital Firm Has Customer Complaint

May 29, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Zimcosky (Zimcosky), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Zimcosky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 27, 2020.

Breach of fiduciary duty, negligence, breach of contract, failure to supervise

There are Recent Customer Complaints with Broker Mingqi Li in Firm Arkadios Capital

May 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mingqi Li (Li), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Li recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 02, 2026.

Negligence, misrepresentation and omission of material facts, failure to meet suitability obligations, violations of California's "Blue Sky" law, breach of fiduciary duty, breach of contract

Broker Stephen Ferencik in Arkadios Capital Firm Has Customer Complaint

May 10, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Ferencik (Ferencik), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Ferencik recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 23, 2020.

Unsuitable product during 2018-2019

There are Recent Customer Complaints with Broker Stanley Lewandoski in Firm Arkadios Capital

May 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stanley Lewandoski (Lewandoski), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Lewandoski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on April 30, 2020.

Misrepresentation, April 2018

There are Recent Customer Complaints with Broker Mark Reffett in Firm Arkadios Capital

May 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Reffett (Reffett), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Reffett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,575,881.00 on May 15, 2020.

Claimants allege an unsuitable investment strategy in alternative investments beginning in 2014 and continuing to 2016.

There are Recent Customer Complaints with Broker Marc Korsch in Firm Arkadios Capital

April 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marc Korsch (Korsch), previously associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Korsch recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $130,000.00 on January 06, 2026.

The customers allege that in August of 2019 and in April of 2020, the Registered Representative recommended unsuitable, complex, investments.

Broker Mingqi Li in Arkadios Capital Firm Has Customer Complaint

April 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mingqi Li (Li), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Li recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 06, 2026.

Negligence, misrepresentation and omission of material facts, failure to meet suitability obligations, violations of California’s ‘Blue Sky’ law, breach of fiduciary duty, breach of contract

There are Recent Customer Complaints with Broker Jason Stone in Firm Arkadios Capital

April 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Stone (Stone), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Stone recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on February 11, 2026.

Trustee alleged breach of fiduciary duty, unsuitable recommendation, and misrepresentation of investment regarding an oil and gas limited partnership purchased twelve years ago.

There are Recent Customer Complaints with Broker Richard Berger in Firm Arkadios Capital

March 29, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Berger (Berger), previously associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Berger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on September 22, 2020.

More than five years post investment and after receiving approximately $30,000 in distributions, Claimant now alleges the $100,000 investment she elected to make in GPB Holdings in 2015 was/is unsuitable.