Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Zimcosky (Zimcosky), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Zimcosky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on August 27, 2020.
Breach of fiduciary duty, negligence, breach of contract, failure to supervise