Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Reffett (Reffett), currently associated with Arkadios Capital, has at least one disclosable event. These events include one customer complaint, alleging that Reffett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,575,881.00 on May 15, 2020.
Claimants allege an unsuitable investment strategy in alternative investments beginning in 2014 and continuing to 2016.