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Currently financial advisor Reagan Dekeyzer (Dekeyzer), currently employed by brokerage firm J.P. Morgan Securities LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements.  The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $26,115.00 on October 03, 2022.

Time Frame: February 4th, 2022 to May 23rd, 2022. What were the allegations against the individual? The client alleges his instructions to liquidate his hedge fund was not followed.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Belanger (Belanger), currently associated with Kestra Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Belanger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on September 15, 2022.

Claimants allege their financial adviser recommended unsuitable investments. Claimants generally allege suitability and misrepresentation.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shawn Holbrook (Holbrook), currently associated with Pnc Investments, has at least one disclosable event. These events include one customer complaint, alleging that Holbrook recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $27,232.38 on September 19, 2022.

Client alleged recommendations was not consistent with her investment objectives.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Bell (Bell), currently associated with A.g.p. / Alliance Global Partners, has at least one disclosable event. These events include one customer complaint, alleging that Bell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $27,000.00 on September 30, 2022.

Unsuitable recommendation, negligence, misrepresentation

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Atkins (Atkins), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Atkins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $44,000.00 on September 29, 2022.

Statement of Claim suggests losses based upon the recommendation of an unsuitable alternative mutual fund that had a risky strategy and was misrepresented by the financial professional.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Hartwig (Hartwig), previously associated with Vanguard Marketing Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Hartwig recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $33,960.00 on September 15, 2022.

Client alleges that the advisor did not make her aware that trades placed to replenish her spending fund were made from her Traditional IRA account, resulting in IRS tax liabilities of $33,960.00. The activity dates leading to the allegations were September 25, 2020, and November 13, 2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jack Burk (Burk), currently associated with Arete Wealth Management, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Burk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on October 04, 2022.

Clients allege unsuitable investment recommendations

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nancy Corrigan (Corrigan), currently associated with the Strategic Financial Alliance, INC., has at least one disclosable event. These events include one customer complaint, alleging that Corrigan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on September 14, 2022.

Client claims that recommendation was unsuitable and risks were not fully disclosed. Purchase of investment was 3/27/2019. Arbitration was filed in September 2022.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Helen Lin (Lin), currently associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on September 19, 2022.

Negligence; Breach of Fiduciary Duty

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andy Gitipityapon (Gitipityapon), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gitipityapon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on September 28, 2022.

Negligence

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