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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christine Brezovsky (Brezovsky), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Brezovsky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,525.40 on March 04, 2022.

Customer alleges that in June 2021 he was not informed of the tax implications of surrendering a variable Universal Life Insurance policy with outstanding loans to fund a new policy with improved terms.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Watkins (Watkins), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Watkins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 02, 2022.

The client alleges the financial advisor did not adequately disclose the tax consequences associated with the August 2021 rebalancing of her account.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kyle Robinson (Robinson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Robinson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on March 03, 2022.

Client alleges financial advisor failed to explain the potential tax consequences of a Roth conversion.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelley Foust (Foust), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Foust recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,359.62 on March 09, 2022.

The client alleges the financial advisor purchased shares of PYPL, FB and TWLO in an incorrect account. The client states if he had realized what account the stocks were being purchased in, he would have never agreed to the purchases.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Emy Pham (Pham), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pham recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 08, 2022.

Customer alleges that he does not fully understand the benefit of his existing policies including two separate Variable Universal life insurance policies he purchased in April 2020 and December 2020, respectively, as well as a Variable Annuity purchased in September 2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Clifford Gramer (Gramer), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Gramer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 03, 2022.

Client alleged failure to follow instructions with respect to the investment of her funds in a new managed account strategy 2022

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Javier Lopez (Lopez), previously associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Lopez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on March 09, 2022.

Time frame: November 15, 2011 to Present\, \, Allegations: Claimant alleges that the recommendation to invest in and hold Puerto Rico closed-end funds was unsuitable and that his account was over-concentrated in these investments. He also alleges that the risks of investing in and concentrating in PR investments were misrepresented.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bruce (brett) Emmeluth (Emmeluth), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Emmeluth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on March 07, 2022.

The claimant seeks damages in this arbitration from First Financial Equity Corporation based on unsuitable investments advice given by Bruce Palmer Emmeluth.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Beil (Beil), currently associated with Vanguard Marketing Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Beil recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 08, 2022.

Client alleges advisor rebalanced funds within retail account instead of retirement account which resulted in realized long term gains. The activity occurred on December 14, 2021.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Calhoun (Calhoun), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Calhoun recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 07, 2022.

Client verbally complained that, although he advised the financial advisor he did not want to lose money, the investment has lost value.

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