According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Pyatt (Pyatt), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Pyatt recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Connor Furlan (Furlan), previously associated with Charles Schwab & Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Furlan recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jiaqi Chen (Chen), currently associated with Cetera Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chen recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Minichino (Minichino), previously associated with Next Financial Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Minichino recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Kastanis (Kastanis), previously associated with Securities America, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kastanis recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bruce Hoover (Hoover), currently associated with the Huntington Investment Company, has at least one disclosable event. These events include one customer complaint, alleging that Hoover recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ricky Campbell (Campbell), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Campbell recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Hannah (Hannah), previously associated with Citizens Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hannah recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Skoog (Skoog), currently associated with Northwestern Mutual Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Skoog recommended unsuitable investments in different investment products including debt securities among…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Dobbertin (Dobbertin), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dobbertin recommended unsuitable investments in different investment products including debt securities among other…