Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ricky Campbell (Campbell), previously associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Campbell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on April 20, 2021.
Customer alleges i made unsuitable recommendations with respect to subaccount allocations within a variable annuity.