The law offices of Gana Weinstein LLP are currently investigating claims that Broker Raymond Pirrello (Pirrello) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Pirrello was employed by Garden State Securities,…
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Broker David Del Rio in LPL Financial LLC Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker David Del Rio (Del Rio) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Del Rio was employed by…
Broker Bernard Adair in Merrill Lynch, Pierce, Fenner & Smith Incorporated Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Bernard Adair (Adair) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Adair was employed by Merrill Lynch, Pierce,…
There are Recent Customer Complaints with Broker Theodore Kourpas in Firm Independent Financial Group, LLC
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Theodore Kourpas (Kourpas) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Kourpas was employed by Independent Financial Group,…
There are Recent Customer Complaints with Broker Vincent Ferrara in Firm Ameriprise Financial Services, LLC
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Vincent Ferrara (Ferrara) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Ferrara was employed by Ameriprise Financial Services,…
Broker Jeffrey Higgins in Western International Securities, INC. Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Jeffrey Higgins (Higgins) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Higgins was employed by Western International Securities,…
Broker Marat Likhtenstein in Osaic Wealth, INC. Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Marat Likhtenstein (Likhtenstein) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Likhtenstein was employed by Osaic Wealth, INC.…
Broker Timothy Darnell in Bankers Life Securities, INC. Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Timothy Darnell (Darnell) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Darnell was employed by Bankers Life Securities,…
There are Recent Customer Complaints with Broker Barbara Bart in Firm Merrill Lynch, Pierce, Fenner & Smith Incorporated
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Barbara Bart (Bart) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Bart was employed by Merrill Lynch, Pierce,…
Broker Michael Schmidt in Morgan Stanley Firm Has Customer Complaint
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Michael Schmidt (Schmidt) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Schmidt was employed by Morgan Stanley at…