Cadaret

Broker Cary Cowan in Cadaret, Grant & Co., INC. Firm Has Customer Complaint

July 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cary Cowan (Cowan), currently associated with Cadaret, Grant & Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Cowan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 30, 2023.

Unexpected reduction of guaranteed benefit payment as a result of excess annual withdrawals that were not identified by financial professional.

There are Recent Customer Complaints with Broker Ron Bednarz in Firm Cadaret, Grant & Co., INC.

June 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ron Bednarz (Bednarz), currently associated with Cadaret, Grant & Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Bednarz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,037,257.60 on January 31, 2024.

Claimant alleges that between March 2010 and March 2016, the customer’s investment portfolio was not diversified and allocated appropriately for someone of her age and [REDACTED] condition in violation of FINRA suitability rule and fiduciary duties owed to customer and that broker permitted an authorized agent of customer to transfer her assets to her bank and another broker dealer without providing proper disclosure to her.

There are Recent Customer Complaints with Broker Eugene Long in Firm Cadaret, Grant & Co., INC.

June 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eugene Long (Long), previously associated with Cadaret, Grant & Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Long recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,037,257.60 on January 31, 2024.

Claimant alleges that between March 2010 and March 2016, the customer’s investment portfolio was not diversified and allocated appropriately for someone of her age and [REDACTED] condition in violation of FINRA suitability rule and fiduciary duties owed to customer and that broker permitted an authorized agent of customer to transfer her assets to her bank and another broker dealer without providing proper disclosure to her.