According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donna Payne (Payne), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Payne recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Kickel (Kickel), previously associated with Fsc Securities Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Kickel recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tyler Johnson (Johnson), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Hobert (Hobert), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hobert recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Trimble (Trimble), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Trimble recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Tantoco (Tantoco), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Tantoco recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Eggleton (Eggleton), currently associated with Ameritas Investment Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Eggleton recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Felix Lemarinel (Lemarinel), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lemarinel recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Howard Raff (Raff), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Raff recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Cote (Cote), currently associated with Gpwa, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Cote recommended unsuitable investments in different investment products including debt securities among other allegations and…