Ameritas Investment Company Tag Archives

There are Recent Customer Complaints with Broker John Eggleton in Firm Ameritas Investment Company, LLC

June 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Eggleton (Eggleton), currently associated with Ameritas Investment Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Eggleton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $450,000.00 on December 20, 2023.

Claimants allege investment recommendation in the purchase of a REIT was unsuitable.

Broker Thomas Geissler in Ameritas Investment Company, LLC Firm Has Customer Complaint

June 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Geissler (Geissler), currently associated with Ameritas Investment Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Geissler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on January 22, 2024.

Finra arbitration 24-00095 whereby claimants allege the financial professional recommended to invest in unsuitable and high risk fixed annuities.

There are Recent Customer Complaints with Broker Patrick Kenney in Firm Ameritas Investment Company, LLC

June 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Kenney (Kenney), currently associated with Ameritas Investment Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kenney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on January 22, 2024.

Finra arbitration 24-00095 whereby claimants allege the financial professional recommended to invest in unsuitable and high risk fixed annuities.

Broker Paul Tunink in Ameritas Investment Company, LLC Firm Has Customer Complaint

May 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Tunink (Tunink), currently associated with Ameritas Investment Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tunink recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $90,000.00 on April 25, 2024.

Brokers are required to adhere to the SEC’s Regulation Best Interest (Reg BI) standard of care under the Securities Exchange Act of 1934 which establishes a ‘best interest’ standard for broker-dealers and associated persons. Reg BI applies when brokers recommend a retail investor engage in securities transaction or an investment strategy involving one or more securities. Reg BI also applies to financial advice concerning the transfer of funds and opening of accounts. Reg BI is drawn from fiduciary principles that include an obligation to act in the retail investor’s best interest and the broker is prohibited from placing their own interests ahead of the investor’s interest.

There are Recent Customer Complaints with Broker Ross Brenner in Firm Ameritas Investment Company, LLC

May 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ross Brenner (Brenner), currently associated with Ameritas Investment Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Brenner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $90,000.00 on April 25, 2024.

Client alleged RR ignored her instructions and placed her into an aggressively allocated account which she did not authorize.

There are Recent Customer Complaints with Broker Allison Terlip in Firm Ameritas Investment Company, LLC

April 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Allison Terlip (Terlip), previously associated with Ameritas Investment Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Terlip recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $817,916.00 on June 28, 2024.

FINRA Arbitration 24-01377 in which claimants allege deceptive two-part investment strategy which led to the recommendation of unsuitable investments.

Broker Chris Volk in Ameritas Investment Company, LLC Firm Has Customer Complaint

April 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chris Volk (Volk), previously associated with Ameritas Investment Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Volk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $35,000.00 on June 27, 2024.

Civil action in which plaintiff alleges misrepresentation and omission of material information in the sale of a variable life insurance policy.

There are Recent Customer Complaints with Broker John Pittman in Firm Ameritas Investment Company, LLC

February 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Pittman (Pittman), currently associated with Ameritas Investment Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pittman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on May 17, 2024.

FINRA Arbitration 24-00980 in which claimant alleges losses incurred due to respondent’s handling of annuity beneficiary designations.