The law offices of Gana Weinstein LLP are representing investors to recover losses due to investments in Inspired Healthcare Capital (IHC) – a private equity / alternative investment sponsor based in Arizona focused on senior housing, healthcare real estate, and senior living projects. On February 2, 2026, IHC filed voluntary…
Securities Lawyers Blog
There are Recent Customer Complaints with Broker Shalom Azar in Firm Wells Fargo Advisors Financial Network, LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shalom Azar (Azar), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Azar recommended unsuitable investments in different investment products including debt securities…
There are Recent Customer Complaints with Broker Matthew Carmichael in Firm Nylife Securities LLC
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Carmichael (Carmichael), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Carmichael recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Joseph Rosen in UBS Financial Services INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Rosen (Rosen), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Rosen recommended unsuitable investments in different investment products including debt securities among other…
Broker Lindsey Wedner in Equitable Advisors, LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lindsey Wedner (Wedner), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wedner recommended unsuitable investments in different investment products including debt securities among other allegations…
Broker Thomas Shultz in Realta Equities, INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Shultz (Shultz), currently associated with Realta Equities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Shultz recommended unsuitable investments in different investment products including debt securities among other allegations…
There are Recent Customer Complaints with Broker Marc Korsch in Firm Arkadios Capital
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marc Korsch (Korsch), previously associated with Arkadios Capital, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Korsch recommended unsuitable investments in different investment products including debt securities among other allegations and…
There are Recent Customer Complaints with Broker Shirley Wong in Firm Emerson Equity LLC
Currently financial advisor Shirley Wong (Wong), currently employed by brokerage firm Emerson Equity LLC has been subject to at least 2 disclosable events. These events include 2 customer complaints. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as…
There are Recent Customer Complaints with Broker Jon Paul Cirelli in Firm Alexander Capital, L.p.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jon Paul Cirelli (Cirelli), currently associated with Alexander Capital, L.p., has at least 5 disclosable events. These events include 5 customer complaints, alleging that Cirelli recommended unsuitable investments in different investment products including debt securities among other…
Broker Stewart Ginn in Independent Financial Group, LLC Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stewart Ginn (Ginn), currently associated with Independent Financial Group, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ginn recommended unsuitable investments in different investment products including debt securities among other…