Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Deichmann (Deichmann), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Deichmann recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $350,000.00 on June 07, 2024.
Client alleged that an options trading strategy was unsuitable.