Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wilber Aguirre (Aguirre), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Aguirre recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 16, 2020.
The client complained that financial advisor assured her that she would not lose principal on mutual fund investment. (1/28/2020-3/9/2020)