Wells Fargo Clearing Services Tag Archives

There are Recent Customer Complaints with Broker Frank Olender in Firm Wells Fargo Clearing Services, LLC

March 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frank Olender (Olender), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Olender recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 10, 2020.

Attorney for the clients complains that the financial advisor concentrated the clients’ accounts in energy related securities, which sustained losses. (3/2/2005-12/10/2020).

Broker William Michetti in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

March 10, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Michetti (Michetti), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Michetti recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 28, 2021.

Claimants allege that the Financial Advisor assigned to their trust accounts churned and mismanaged their accounts.

Broker Travis Tom in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

March 3, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Travis Tom (Tom), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tom recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 31, 2025.

Client complains that Financial Advisor purchased securities without authorization and demands compensation for losses incurred when securities were sold. (11/20/2025-11/21/2025)

There are Recent Customer Complaints with Broker Christopher Noonan in Firm Wells Fargo Clearing Services, LLC

February 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Noonan (Noonan), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Noonan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 05, 2021.

Client complained that the financial advisor purchased mutual funds in his account that were not appropriate for the account status. (2/23/2021-3/3/2021)

There are Recent Customer Complaints with Broker Eric Nilson in Firm Wells Fargo Clearing Services, LLC

February 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Nilson (Nilson), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nilson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 05, 2021.

Client’s representative complained that the fee based program client was invested in was unsuitable for client’s objectives, that the management fee was inappropriate, and that short term gains caused unnecessary tax implications. (8/31/2006-7/10/2017)

There are Recent Customer Complaints with Broker Angela Denham in Firm Wells Fargo Clearing Services, LLC

February 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Angela Denham (Denham), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Denham recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint with a damage request of $50,000.00 on April 23, 2021.

Customer alleges that the purchases of two investments made approximately seven years ago were not suitable. Activity Period: 6/2014 – 4/2021

There are Recent Customer Complaints with Broker Sean Kiltau in Firm Wells Fargo Clearing Services, LLC

February 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Kiltau (Kiltau), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kiltau recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $99,000.00 on April 30, 2021.

Claimants allege that, during an unspecified time range, their Financial Advisor made unsuitable recommendations to them.

There are Recent Customer Complaints with Broker Charles Beard in Firm Wells Fargo Clearing Services, LLC

February 14, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Beard (Beard), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Beard recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 03, 2021.

Client, who inherited an annuity, complained that the financial advisor did not advise him of the deadline for processing the transfer of annuity ownership resulting in losses due to the shorter withdrawal timeframe. (6/15/2019-1/28/2021)

Broker Deborah Solomon in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

February 13, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Deborah Solomon (Solomon), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Solomon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on June 11, 2021.

Plaintiff alleges that on or about August 29, 2019, improper due diligence was used before wiring funds from Plaintiff’s account without Plaintiff’s authorization.

There are Recent Customer Complaints with Broker Mahmoud Elawadi in Firm Wells Fargo Clearing Services, LLC

February 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mahmoud Elawadi (Elawadi), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Elawadi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,500,000.00 on November 25, 2025.

Attorney representing client claims the Financial Advisor falsely induced their client to invest funds into a business owned by the Financial Advisor. (11/1/2022-11/25/2025)