Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vishnupriya Samudrala (Samudrala), previously associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Samudrala recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on April 01, 2020.
Client claimed that their financial advisor did not follow instructions to sell a mutual fund in a timely manner, within the dates period from 02/03/20 to 03/30/20.