Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Seabron (Seabron), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Seabron recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on April 17, 2026.
Client alleges, inter alia, that his managed account and the fees charged were not managed in his best interests 2024-2026