Td Ameritrade

Broker Elvis Beslagic in Td Ameritrade, INC. Firm Has Customer Complaint

May 26, 2026 | by Staff Attorney

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Elvis Beslagic (Beslagic), previously associated with Td Ameritrade, INC., has been subject to at least 2 disclosable events. These events include one customer complaint, one regulatory event. Several of those complaints against Beslagic concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $120,750.10 on December 19, 2022.

Elvis Beslagic was named in a customer complaint that asserted the following causes of action: violation of Section 10(b) of the Securities Exchange Act of 1934 and Securities Exchange Commission Rule 10b-5 promulgated thereunder for churning, general anti-fraud, unsuitable securities and transactions as part of a scheme to defraud, discretionary and unauthorized trading and breach of fiduciary duty.

There are Recent Customer Complaints with Broker Kwasi Aggor in Firm Td Ameritrade, INC.

May 10, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kwasi Aggor (Aggor), previously associated with Td Ameritrade, INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Aggor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000,000.00 on April 22, 2020.

Claimant alleges that RR misrepresented his qualifications and authority, and made unsuitable recommendations and transactions for Claimants’s accounts, in violation of firm policy.

There are Recent Customer Complaints with Broker George Nikolakakos in Firm Td Ameritrade, INC.

April 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Nikolakakos (Nikolakakos), previously associated with Td Ameritrade, INC., has at least one disclosable event. These events include one customer complaint, alleging that Nikolakakos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $543,163.00 on June 26, 2020.

Allege that between 2014-2017, reps provided unsuitable recommendations with unsuitable concentrations, with unreasonable commissions and failure to konw their customer

There are Recent Customer Complaints with Broker Lok Kei Kelvin Wong in Firm Td Ameritrade, INC.

November 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lok Kei Kelvin Wong (Wong), previously associated with Td Ameritrade, INC., has at least one disclosable event. These events include one customer complaint, alleging that Wong recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on July 26, 2022.

Claimant alleges they were over concentrated in unsuitable and illiquid alternative investments, which resulted in losses

There are Recent Customer Complaints with Broker Ushir Mehta in Firm Td Ameritrade, INC.

November 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ushir Mehta (Mehta), previously associated with Td Ameritrade, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mehta recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $54,531.13 on August 22, 2022.

Client alleges representative did not disclose fees associated with an advised offering in 2013 and requested a refund of fees in the amount of $54,531.13

Broker Yee Chan in Td Ameritrade, INC. Firm Has Customer Complaint

July 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Yee Chan (Chan), previously associated with Td Ameritrade, INC., has at least one disclosable event. These events include one customer complaint, alleging that Chan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $320,000.00 on September 26, 2023.

The client alleges in May 2023, the representative contacted the client and improperly solicited him to resume activities in the TD Ameritrade account.