Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Stifel, Nicolaus & Company, Incorporated. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
Stifel, Nicolaus and Company is a full-service broker-dealer and qualified custodian whose business spans brokerage, insurance distribution and municipal advisory work along with financial planning, portfolio management, pension consulting and adviser selection services. Headquartered at 501 North Broadway in Saint Louis, Missouri, the firm was originally formed in Missouri and serves high-net-worth individuals, individuals, corporations, charitable organizations and banking institutions.
Stifel, Nicolaus & Company, Incorporated – By the Numbers: