Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Stifel Independent Advisors, LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Stifel Independent Advisors is an independent broker-dealer, insurance broker and investment adviser that supports financial professionals offering financial planning, portfolio management, pension consulting and the selection of third-party managers to individuals and institutions. Headquartered at 501 North Broadway in Saint Louis, Missouri, the firm serves a client base made up largely of high-net-worth individuals along with retirement plans, charitable organizations and corporations.
Stifel Independent Advisors, LLC – By the Numbers: