Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Slayton Harpe (Harpe), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Harpe recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on June 09, 2026.
The client alleges the advisor recommended switching and consolidating annuities without fully disclosing the impact of early withdrawal/surrender fees.