Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Samantha Hendricks (Hendricks), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Hendricks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $300,000.00 on May 04, 2026.
Claimant alleges the registered representative (former spouse) engaged in unauthorized trading and withdrawals, restricted account access, and the firm failed to supervise, resulting in various negative consequences.