Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Roy Nazaroff (Nazaroff), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nazaroff recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $32,000.00 on January 19, 2021.
Claimant alleges that the purchase of one reit investment in 2014 was unsuitable. Activity period: 12/2014 – 1/2021.