Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Berry (Berry), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Berry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $112,000.00 on May 07, 2020.
Client alleges failure to follow instructions related to disbursement and poor service.