Articles Tagged with Robert Anderson

There are Recent Customer Complaints with Broker Robert Anderson in Firm MML Investors Services, LLC

May 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Anderson (Anderson), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Anderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 16, 2025.

In or around 2024, the complainant alleges that she thought that she was signing a form to have the rep become the rep on her accounts and that she didn’t expect the rep to move her money. She states that the taxes related to these transactions weren’t discussed.

Broker Robert Anderson in Avantax Investment Services, INC. Firm Has Customer Complaint

April 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Anderson (Anderson), previously associated with Avantax Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Anderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on June 06, 2024.

Client alleges representative made unsuitable recommendations for purchase of an alternative investment.