Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ricardo Reguero Colon (Reguero Colon), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reguero Colon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on April 11, 2026.
The complainant alleges that beginning in/and around December 2024, his wife and registered representative, who is his brother-in-law, colluded to misuse a purported springing Power of Attorney by falsely portraying him as incapacitated and facilitating unauthorized withdrawals, transfers, and beneficiary changes involving his annuities and brokerage accounts, resulting in financial loss.