Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ricardo Dacosta (Dacosta), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dacosta recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $45,189.00 on May 01, 2026.
In 2026, Advisor paid client $44,500 in two separate payments to resolve complaint alleging unsuitable transactions in retirement account.