Raymond James & Associates

Broker John Schiro in Raymond James & Associates, INC. Firm Has Customer Complaint

June 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Schiro (Schiro), previously associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Schiro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $41,459.67 on February 24, 2026.

The Firm received a written customer complaint alleging various claims, including but not limited to unsuitable investments.

There are Recent Customer Complaints with Broker Jeffrey Frankos in Firm Raymond James & Associates, INC.

June 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Frankos (Frankos), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Frankos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,953,568.00 on February 25, 2026.

Customer alleges unsuitable investment recommendation and exercise of discretion in investment accounts. Activity dates April 2021 – March 2023.

There are Recent Customer Complaints with Broker Kenneth Vercellino in Firm Raymond James & Associates, INC.

June 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Vercellino (Vercellino), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Vercellino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,953,568.00 on February 25, 2026.

Customer alleges unsuitable investment recommendation and exercise of discretion in investment accounts. Activity dates April 2021 – March 2023.

Broker Michael Magruder in Raymond James & Associates, INC. Firm Has Customer Complaint

May 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Magruder (Magruder), previously associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Magruder recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $600,000.00 on March 04, 2026.

Client alleges FA borrowed money from client and failed to repay it.

Broker Mark Rubin in Raymond James & Associates, INC. Firm Has Customer Complaint

May 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Rubin (Rubin), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Rubin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $550,000.00 on March 09, 2026.

Client alleged advisor sold them an unsuitable investment, resulting in losses. Allegation activity dates: 2/1/2022 through 4/30/2025.

There are Recent Customer Complaints with Broker Richard Snipes in Firm Raymond James & Associates, INC.

May 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Snipes (Snipes), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Snipes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $8,082.00 on April 30, 2020.

Client alleges advisor gave incorrect information about taxes when withdrawing funds from an annuity. Alleged activity dates: 4/22/20 – 6/3/20

There are Recent Customer Complaints with Broker Russell Stein in Firm Raymond James & Associates, INC.

April 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Russell Stein (Stein), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Stein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 05, 2020.

Client alleges unauthorized trading and unsuitable investments. 12/4/09 – 6/30/21

There are Recent Customer Complaints with Broker John Wyshak in Firm Raymond James & Associates, INC.

April 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Wyshak (Wyshak), previously associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Wyshak recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,583,810.00 on December 29, 2020.

Claimant’s allegations include unsuitable investments from July 2010 to October 2014.

There are Recent Customer Complaints with Broker Geoffrey Moore in Firm Raymond James & Associates, INC.

April 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Geoffrey Moore (Moore), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Moore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 06, 2021.

Claimants allege unauthorized trading, failure to adequately disclosure fees, failure to communicate with Claimants about their investments despite receiving account fees, and improperly receiving both mutual fund commissions and account fees. Alleged Activity Dates: 2/13/2009 to present.

There are Recent Customer Complaints with Broker Barbara Landry in Firm Raymond James & Associates, INC.

April 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Barbara Landry (Landry), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Landry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 06, 2021.

Claimants allege FAs failed to communicate with Claimants about their investments despite receiving account fees and improperly received both mutual fund commissions and account fees. Alleged Activity Dates: 2/13/2009 to present.