Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Frankos (Frankos), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Frankos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,953,568.00 on February 25, 2026.
Customer alleges unsuitable investment recommendation and exercise of discretion in investment accounts. Activity dates April 2021 – March 2023.