Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Wyshak (Wyshak), previously associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Wyshak recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,583,810.00 on December 29, 2020.
Claimant’s allegations include unsuitable investments from July 2010 to October 2014.