Securities Lawyers Blog
Did your United Planners account lose money in SDS, DXD, TWM, QID or UVXY while Cary Urich managed your investments? A recent Securities and Exchange Commission action raises questions about whether investors were placed in strategies inconsistent with their financial needs and tolerance for risk.
Gana Weinstein LLP offers a free consultation to investors seeking to understand whether their losses may support a claim against their financial adviser or brokerage firm. Call 800-810-4262 to discuss your account. An investment loss alone does not establish misconduct, but the way a strategy was selected, explained and managed deserves careful review.
What did the SEC find about United Planners?