Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Curran (Curran), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Curran recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $108,500.00 on March 18, 2020.
Plaintiff filed a claim against her daughter-in-law, son, and Edward Jones. Plaintiff alleges that Edward Jones mailed a check to her son and daughter-in-law’s residence at the direction of her son or daughter-in-law. Plaintiff alleges that she did not authorize the check nor intend this money to be paid to her son or daughter-in-law. Plaintiff alleges that Edward Jones mailed the check without her knowledge and consent breaching its contractual, regulatory and fiduciary duty.