Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Pamela Linderman (Linderman), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Linderman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $110,000.00 on March 18, 2026.
Customer alleges failure to supervise the 2013 sale of a variable annuity, resulting in alleged misrepresentation and unsuitability, by the financial professional in her supervisory capacity.