Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Oscar Harrison (Harrison), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Harrison recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on April 14, 2020.
Customer alleges a mutual fund was purchased without her authorization. Customer alleges misrepresentation of a variable annuity. Activity period – 11/24/19 to 9/11/20.