Nylife Securities LLC

There are Recent Customer Complaints with Broker Pragnesh Bhatt in Firm Nylife Securities LLC

June 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Pragnesh Bhatt (Bhatt), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bhatt recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 04, 2026.

The customer alleges he was misinformed when he purchased a variable annuity in January 2023 and wants to move his funds surrender free.

Broker Prem Suhalka in Nylife Securities LLC Firm Has Customer Complaint

June 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Prem Suhalka (Suhalka), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Suhalka recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on April 14, 2026.

Claimant alleges she was not told she would have to pay $10,000 per year in premiums when she established her Variable Universal Life policy. Claimant seeks full surrender of her policy and refund of the $10,000 of premiums paid to date.

There are Recent Customer Complaints with Broker Jaimee Robinson in Firm Nylife Securities LLC

June 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jaimee Robinson (Robinson), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Robinson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 04, 2026.

The customer alleges that the recommendation to surrender an annuity at another company and purchase a variable annuity in January 2026 resulted in significant surrender charges and the loss of a premium bonus. The customer is requesting a formal review of this transaction, including the suitability of the recommendation, the characterization of the rollover, and the disclosures provided.\, \,

Broker Kelly Decker in Nylife Securities LLC Firm Has Customer Complaint

June 14, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelly Decker (Decker), currently associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Decker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 17, 2026.

The Customers allege the recommendation to purchase variable annuities in September 2023 to November 2023 was not appropriate given their situation or objectives.

Broker Mark O’leary in Nylife Securities LLC Firm Has Customer Complaint

June 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark O’leary (O’leary), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that O’leary recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $24,140.51 on October 06, 2021.

Claimant alleges that she was misled into purchasing an unsuitable investment in November 2017 and seeks the return of surrender charges, fees and market losses plus punitive damages and attorney fees.

Broker Kyung Ruscitti in Nylife Securities LLC Firm Has Customer Complaint

June 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kyung Ruscitti (Ruscitti), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ruscitti recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $2,500.00 on February 19, 2026.

Customer alleges he paid the RR for a financial plan that was not received. The customer has since requested a return of his funds, however the funds have not been received from the RR.

There are Recent Customer Complaints with Broker Anthony Cancela in Firm Nylife Securities LLC

May 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Cancela (Cancela), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cancela recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $9,912.00 on December 03, 2020.

Customer alleges that he was misled regarding tax benefits when he purchased Variable Universal Life Insurance policies in December 2019 and March 2020. Customer requests a refund of premiums paid.

Broker Christopher Dodd in Nylife Securities LLC Firm Has Customer Complaint

May 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Dodd (Dodd), currently associated with Nylife Securities LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Dodd recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 16, 2026.

The policyowners allege they were misled when they purchased variable annuities in November and December 2024, respectively, and that the policies do not suit their needs. The policyowners request to terminate the variable annuities with no surrender charges or costs.

There are Recent Customer Complaints with Broker Kelly Decker in Firm Nylife Securities LLC

May 15, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelly Decker (Decker), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Decker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 23, 2026.

The customer has alleged the surrender fees associated with 2 variable annuities were purchased in December 2025 were not fully explained.

Broker Jim Massung in Nylife Securities LLC Firm Has Customer Complaint

May 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jim Massung (Massung), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Massung recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,931.03 on April 20, 2020.

The customer alleged that the RR misrepresented the features of a Mainstay investment product and failed to advise the customers that the product featured a daily withdrawal limit.