Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Cancela (Cancela), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cancela recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $9,912.00 on December 03, 2020.
Customer alleges that he was misled regarding tax benefits when he purchased Variable Universal Life Insurance policies in December 2019 and March 2020. Customer requests a refund of premiums paid.